-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DQiA3ftOCJR5hRG7Dcm7VVux/WLVlEpZ91PTYHey0ZgEaioUp690P0W6Ua3BzYM4 lYnfZ3cAGnS7hi8r5RXvBA== 0000950152-98-003399.txt : 19980421 0000950152-98-003399.hdr.sgml : 19980421 ACCESSION NUMBER: 0000950152-98-003399 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980420 SROS: NONE GROUP MEMBERS: ALISON A. RANKIN GROUP MEMBERS: CLAIRBORNE R. RANKIN GROUP MEMBERS: JAMES T. RANKIN GROUP MEMBERS: MATTHEW M. RANKIN GROUP MEMBERS: RANKIN ASSOCIATES II LP GROUP MEMBERS: ROGER F. RANKIN GROUP MEMBERS: THOMAS T. RANKIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38001 FILM NUMBER: 98597316 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 2164499600 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RANKIN ASSOCIATES II LP CENTRAL INDEX KEY: 0001055928 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 341856999 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499650 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 SC 13D/A 1 NACCO INDUSTRIES, INC.--SCHEDULE 13D/AMENDMENT #2 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(A) UNDER THE SECURITIES EXCHANGE ACT OF 1934* (AMENDMENT NO. 2) NACCO INDUSTRIES, INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) CLASS A COMMON STOCK - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 629579 10 3 ------------------------------------------------------- (CUSIP NUMBER) ALFRED M. RANKIN, JR. 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS, OHIO 44124-4017 (216) 449-9600 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) APRIL 9, 1998 ------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) IF THE FILING PERSON HAS PREVIOUSLY FILED A STATEMENT ON SCHEDULE 13G TO REPORT THE ACQUISITION WHICH IS THE SUBJECT OF THIS SCHEDULE 13D, AND IS FILING THIS SCHEDULE BECAUSE OF RULE 13D-1 (B)(3) OR (4), CHECK THE FOLLOWING BOX [ ]. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. - -------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2
- -------------------------------------------- ---------------------------------------------------- CUSIP No. 629579 10 3 13D Page 2 of 12 Pages - ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John C. Butler, Jr. - ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - See Item 3 - ---------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ] ITEMS 2(D) OR 2(E) - ---------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 2,722 ----------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 2,722 ----------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 738,295 - ---------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 741,017 - ---------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 11.4 % - ---------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 3
- -------------------------------------------- ---------------------------------------------------- CUSIP No. 629579 10 3 13D Page 3 of 12 Pages - ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Matthew M. Rankin - ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - See Item 3 - ---------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ] ITEMS 2(D) OR 2(E) - ---------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- ----------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 10,674 OWNED BY ----------------------------------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH -0- ----------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 748,969 - ---------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 748,969 - ---------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 11.5 % - ---------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 4
- -------------------------------------------- ---------------------------------------------------- CUSIP No. 629579 10 3 13D Page 4 of 12 Pages - ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James T. Rankin - ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - See Item 3 - ---------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ] ITEMS 2(D) OR 2(E) - ---------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 9,474 ----------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 9,474 ----------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 738,295 - ---------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 747,769 - ---------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 11.5 % - ---------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 5
- -------------------------------------------- ---------------------------------------------------- CUSIP No. 629579 10 3 13D Page 5 of 12 Pages - ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Alison A. Rankin - ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - See Item 3 - ---------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ] ITEMS 2(D) OR 2(E) - ---------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 2,400 ----------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ----------------------------------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 2,400 ----------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 738,295 - ---------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 740,695 - ---------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 11.4 % - ---------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 6
- -------------------------------------------- ---------------------------------------------------- CUSIP No. 629579 10 3 13D Page 6 of 12 Pages - ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Thomas T. Rankin - ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - See Item 3 - ---------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ] ITEMS 2(D) OR 2(E) - ---------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 85,371 ----------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 761,343 OWNED BY ----------------------------------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 85,371 ----------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 761,343 - ---------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 846,714 - ---------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 13.0 % - ---------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 7
- -------------------------------------------- ---------------------------------------------------- CUSIP No. 629579 10 3 13D Page 7 of 12 Pages - ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Claiborne R. Rankin - ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - See Item 3 - ---------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ] ITEMS 2(D) OR 2(E) - ---------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 112,168 ----------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 746,011 OWNED BY ----------------------------------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 112,168 ----------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 746,011 - ---------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 858,179 - ---------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 13.2 % - ---------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 8
- -------------------------------------------- ---------------------------------------------------- CUSIP No. 629579 10 3 13D Page 8 of 12 Pages - ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Roger F. Rankin - ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - See Item 3 - ---------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ] ITEMS 2(D) OR 2(E) - ---------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ---------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 116,237 ----------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 741,338 OWNED BY ----------------------------------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 116,237 ----------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 741,338 - ---------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 857,575 - ---------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 13.2 % - ---------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 9 SCHEDULE 13D - ---------------------------- --------------------------------- CUSIP NO. 629579 10 3 Page 9 of 12 Pages - ---------------------------- --------------------------------- This Amendment No. 2 to Schedule 13D (this "Amendment") is hereby filed to update and supplement certain information with respect to beneficial ownership of shares of Class A Common Stock (the "Class A Common") of NACCO Industries, Inc. (the "Company") that appeared in the Schedule 13D filed by the Reporting Persons on February 18, 1998, as amended on March 30, 1998 (the "Original Filing"). This Amendment reflects certain gifts of Partnership Interests in Rankin Associates II, L.P. (the "Partnership") made by Mrs. Clara L.T. Rankin (one of the Reporting Persons under the Original Filing) effective April 9, 1998 to certain descendants of Mrs. Rankin, either in their individual capacities or in their capacities as trustees or custodians for other of Mrs. Rankin's descendants ("Donees"). Certain of the Donees are Reporting Persons under the Original Filing. This Amendment is filed in order to provide information with respect to Donees who are not Reporting Persons under the Original Filing ("New Reporting Persons") and to disclose each New Reporting Person's beneficial ownership of all 738,295 shares of Class A Common held by the Partnership, as well as other shares of Class A Common beneficially owned by such persons. The New Reporting Persons have become Partners under the Partnership Agreement effective as of April 9, 1998 and, as of April 9, 1998, all references to Reporting Persons, Reporting Individuals and Partners in the Original Filing and this Amendment shall include the New Reporting Persons. In addition, this Amendment is filed to disclose sole voting and dispositive power of certain shares beneficially owned by Messrs. Thomas T. Rankin, Claiborne R. Rankin and Roger F. Rankin (each, a Reporting Person under the Original Filing) held in revocable trusts for their respective benefits with respect to which each such Reporting Person has reserved sole voting and dispositive power. This Amendment discloses only changes in information from the Original Filing. Capitalized terms used herein but not defined herein shall have the meanings assigned to such terms in the Original Filing. ITEM 2. IDENTITY AND BACKGROUND ----------------------- (a)-(c) Following the entry for Bruce T. Rankin in the Original Filing, insert the following information with respect to the New Reporting Persons: JOHN C. BUTLER, JR. is employed by the Company as its Vice President-Corporate Development and Treasurer and his business address is 5875 Landerbrook Drive, Mayfield Heights, Ohio 44124-4017. MATTHEW M. RANKIN. Mr. Rankin's business address is 2207 Spring Garden Street, Apt. 3-C, Greensboro, N.C. 27403. He is a student. JAMES T. RANKIN. Mr. Rankin's business address is c/o Thomas T. Rankin, 214 Banbury Road, Richmond, VA 23221. He is a student. ALISON A. RANKIN. Mrs. Rankin's business address is 1449 Carpenter Road, Gates Mills, OH 44040. She is not employed. 10 SCHEDULE 13D - ---------------------------- --------------------------------- CUSIP NO. 629579 10 3 Page 10 of 12 Pages - ---------------------------- --------------------------------- ITEM 5. INTEREST IN SECURITIES OF THE ISSUER ------------------------------------ (a)-(b) Following the entry for Bruce T. Rankin in the Original Filing, insert the following information with respect to the New Reporting Persons: JOHN C. BUTLER, JR. Mr. Butler (a) by virtue of the Partnership Interests received as a gift from Clara L.T. Rankin, shares with RMI and the other Reporting Individuals the power to dispose of 738,295 shares of Class A Common and (b) has sole power to vote and dispose of 2,722 shares of Class A Common. Collectively, the 741,017 shares of Class A Common beneficially owned by Mr. Butler constitute approximately 11.4% of the Class A Common outstanding as of April 9, 1998. MATTHEW M. RANKIN. Mr. Rankin (a) by virtue of the Partnership Interests received as a gift from Clara L.T. Rankin, shares with RMI and the other Reporting Individuals the power to dispose of 738,295 shares of Class A Common and (b) shares as Co-Trustee with his father of a trust for his benefit the power to vote and dispose of 10,674 shares of Class A Common. Collectively, the 748,969 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 11.5% of the Class A Common outstanding as of April 9, 1998. JAMES T. RANKIN. Mr. Rankin (a) by virtue of the Partnership Interests received as a gift from Clara L.T. Rankin, shares with RMI and the other Reporting Individuals the power to dispose of 738,295 shares of Class A Common and (b) has sole power to vote and dispose of 9,474 shares of Class A Common. Collectively, the 747,769 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 11.5% of the Class A Common outstanding as of April 9, 1998. ALISON A. RANKIN. Mrs. Rankin (a) by virtue of the Partnership Interests received as a gift from Clara L.T. Rankin, shares with RMI and the other Reporting Individuals the power to dispose of 738,295 shares of Class A Common and (b) has sole power to vote and dispose of 2,400 shares of Class A Common. Collectively, the 740,695 shares of Class A Common beneficially owned by Mrs. Rankin constitute approximately 11.4% of the Class A Common outstanding as of April 9, 1998. In addition, the seventh paragraph under the heading "Item 5. Interest in Securities of the Issuer" in the Original Filing reporting the beneficial ownership of Class A Common by Thomas T. Rankin is hereby deleted and replaced in its entirety as follows: THOMAS T. RANKIN. Mr. Rankin (a) has sole power to vote and to dispose of 85,371 shares of Class A Common under the Agreement, dated December 29, 1967, creating a revocable trust for the benefit of Mr. Rankin; (b) shares as Co-Trustee with his majority age son of a trust for the benefit of such son the power to vote and to dispose of 10,674 shares of Class A Common; (c) is deemed to share the power to vote and to dispose of 2,900 shares of Class A Common held by a son, and 9,474 shares of Class A Common held by another son, both of whom reside with Mr. Rankin; and (d) shares with RMI and the other 11 SCHEDULE 13D - ---------------------------- --------------------------------- CUSIP NO. 629579 10 3 Page 11 of 12 Pages - ---------------------------- --------------------------------- Reporting Individuals the power to vote and dispose of 738,295 shares of Class A Common. Collectively, the 846,714 shares of Class A common beneficially owned by Mr. Rankin constitute approximately 13.0% of the Class A Common outstanding as of April 9, 1998. In addition, the eighth paragraph under the heading "Item 5. Interest in Securities of the Issuer" in the Original Filing reporting the beneficial ownership of Class A Common by Claiborne R. Rankin is hereby deleted and replaced in its entirety as follows: CLAIBORNE R. RANKIN. Mr. Rankin (a) has sole power to vote and to dispose of 101,808 shares of Class A Common under the Agreement, dated June 22, 1971, creating a revocable trust for the benefit of Mr. Rankin; (b) has sole power to vote and dispose of 6,160 shares of Class A Common as custodian for his minor son; (c) has sole power to vote and dispose of 4,200 shares of Class A Common as custodian for his minor daughter; (c) is deemed to share the power to vote and to dispose of 7,716 shares of Class A Common held in a trust for the benefit of a daughter, who resides with Mr. Rankin; and (d) shares with RMI and the other Reporting Individuals the power to vote and dispose of 738,295 shares of Class A Common. Collectively, the 858,179 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 13.2% of the Class A Common outstanding as of April 9, 1998. Lastly, the ninth paragraph under the heading "Item 5. Interest in Securities of the Issuer" in the Original Filing reporting the beneficial ownership of Class A Common by Roger F. Rankin is hereby deleted and replaced in its entirety as follows: ROGER F. RANKIN. Mr. Rankin (a) has sole power to vote and to dispose of 116,237 shares of Class A Common under the Agreement, dated September 11, 1973, creating a revocable trust for the benefit of Mr. Rankin; (b) is deemed to share the power to vote and to dispose of 2,465 shares of Class A Common held by a daughter, and 578 shares of Class A Common held by another daughter, both of whom reside with Mr. Rankin; and (c) shares with RMI and the other Reporting Individuals the power to vote and dispose of 738,295 shares of Class A Common. Collectively, the 857,575 shares of Class A Common beneficially owned by Mr. Rankin constitute approximately 13.2% of the Class A Common outstanding as of April 9, 1998. 12 SCHEDULE 13D - ---------------------------- --------------------------------- CUSIP NO. 629579 10 3 Page 12 of 12 Pages - ---------------------------- --------------------------------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: April __, 1998 Name: RANKIN ASSOCIATES II, L.P. By: Rankin Management, Inc., its Managing Partner By: /s/ Alfred M. Rankin, Jr. ---------------------------------------- Alfred M. Rankin, Jr., President Name: RANKIN MANAGEMENT, INC. By: /s/ Alfred M. Rankin, Jr. ---------------------------------------- Alfred M. Rankin, Jr., President REPORTING INDIVIDUALS /s/ Alfred M. Rankin, Jr. ------------------------------------------------------ Name: ALFRED M. RANKIN, JR. Name: RANKIN MANAGEMENT, INC. By: /s/ Alfred M. Rankin, Jr. --------------------------------------------- Alfred M. Rankin, Jr., President Attorney-in-Fact for Clara L. T. Rankin* Attorney-in-Fact for Thomas T. Rankin* Attorney-in-Fact for Claiborne R. Rankin* Attorney-in-Fact for Roger F. Rankin* Attorney-in-Fact for Bruce T. Rankin* Attorney-in-Fact for John C. Butler, Jr.* Attorney-in-Fact for Matthew M. Rankin* Attorney-in-Fact for James T. Rankin* Attorney-in-Fact for Alison A. Rankin* - --------------------------------- * The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included in Exhibit 2 at page 16 and in Exhibit 4 at pages 25 through 26 of the Original Filing. -----END PRIVACY-ENHANCED MESSAGE-----